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Strayer BUS430 week 7 quiz 7




Question 1;The largest cost in a public stock offering is;Answer;printing expenses.;filing fees with the SEC.;the underwriter's commission.;legal fees.;2 points;Question 2;The "wait to go effective" is the time period when;Answer;the SEC registration statement is being prepared.;the underwriter decides what regulation to file under.;the firm prices the stock for the offering.;the company is waiting for SEC approval after filing the registration statement.;2 points;Question 3;financing includes the personal investment of the owners and is often called "risk capital.;Answer;Equity;Asset-based;Debt;Growth;2 points;Question 4;The outstanding publicly held stock is also called;Answer;the public float.;equity stock.;preferred stock.;available float.;2 points;Question 5;Working capital can be calculated by;Answer;Current Asset - Current Liabilities.;Total Asset - Current Liabilities.;Total Liabilities - Total Asset.;Total Asset - Total Liabilities.;2 points;Question 6;The formal underwriting agreement is signed;Answer;on the last day before the registration statement becomes effective.;when the statement of registration is filed.;during the road show.;at the time of the letter of intent.;2 points;Question 7;A foreign stock market that caters to small companies is;Answer;AIM.;AMX.;the NASDAQ.;DPOX.;2 points;Question 8;The single most important ingredient in making a successful public offering is;Answer;choosing a capable underwriter.;negotiating a favorable letter of intent.;preparing a suitable registration statement.;filing Regulation D with the SEC.;2 points;Question 9;is any form of wealth used to produce more wealth.;Answer;Debt;Equity;Capital;Capacity;2 points;Question 10;In a public offering, the underwriter;Answer;advises the owner as to the best structure of the business going into the sale.;serves as an adviser and consultant to the small business in preparing the registration statement for the SEC.;is bound to the offering until it is executed.;is listed as one of the officers of the company.;2 points;Question 11;The two factors that make a deal attractive to venture capitalists are;Answer;effective marketing strategies and networking opportunities.;high returns and a convenient (and profitable) exit strategy.;high returns and networking opportunities.;a convenient and (profitable) exit strategy and effective marketing strategies.;2 points;Question 12;Regulation A is best suited when a company is at the ________ stage.;Answer;startup;early;expansion;later;2 points;Question 13;When filing with the SEC, the initial registration statement;Answer;prohibits a "road show.;is filed without share price, proceeds, or commissions listed.;signals the time to sign the formal underwriting agreement.;is generally accepted without corrections by the SEC.;2 points;Question 14;It typically takes ________ to take a company public.;Answer;30 days;one year;60 to 180 days;two weeks;2 points;Question 15;governs private placements and is designed to reduce the registration requirements for small companies going public.;Answer;Regulation D;Form SB;Form S-1;Regulation A


Paper#30888 | Written in 18-Jul-2015

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